Legislative law and process
by D. L. Mendis
It is with much interest that I read in the national newspapers about
a UNDP project to modernise the representational functions and the
legislative oversight of the Parliament of Sri Lanka. This UN project
can be of immense value not only to improve the functioning of
Parliament, but also to establish good governance in Sri Lanka.
Sri Lanka Parliament: UNDP to modernise representational functions |
Parliament is responsible for national legislation. Today, it is the
most important source of law. There is hardly any government activity
conducted at the national, provincial or local level without
legislation. It covers areas such as welfare, commerce, communication,
human rights, environment, insurance, income tax, foreign investments,
health, employment, housing and a myriad of important areas in a rapidly
changing world.
Parliament is also responsible to give legislative effect to
multilateral treaties to which Sri Lanka has become a state-party. It
has enacted many implementing legislation, but there is a long delay in
the implementation of multilateral treaties relating to illicit
trafficking in narcotic drugs, money laundering, anti-corruption
measures, refugees, humanitarian treaties in comparison to many
Commonwealth countries.
In the UK and other Commonwealth Parliaments, there is a
parliamentary practice by which a treaty is laid before Parliament for
twenty one days, prior to their ratification/accession by the Executive.
This practice was initiated by the Under-Secretary of State Arthur
Ponsonby (1924) and recognised by Erskine May, in order to establish
"open government" in foreign affairs. This practice has not been
followed consistently in Sri Lanka, but it is necessary to revive it in
appropriate circumstances, to enhance the representational role of
Parliament in foreign affairs.
Legislative law and process are of paramount importance to legal
practitioners, civil servants, parliamentarians and ordinary citizens.
Unfortunately, it is not an area in which there is public debate or
comprehensive teaching of this subject at the Sri Lanka Law College or
any university in Sri Lanka. To modernise Parliament, it is necessary to
look at the state of the legislative law and legislative process in Sri
Lanka in a comparative manner.
Legislative law
At the outset, it is useful to define the term "legislative law". It
consists of primary and delegated legislation. Primary legislation
constitutes Acts of Parliament and perhaps statutes made by Provincial
Councils. Delegated legislation constitutes regulations, rules, order,
by-laws made under primary legislation.
In terms of volume, delegated legislation, now exceed primary
legislation.
As far back as 1921, Sir Cecil Carr described this phenomenon in the
following manner - "In mere bulk the child now dwarfs the parent". In
Sri Lanka, it is easier to find a needle in a haystack than finding a
piece of delegated legislation made under an Act of Parliament.
Unfortunately, legislative oversight is poor in regard to delegated
legislation, although there is a requirement in some Parliamentary Acts
to lay the delegated legislation in Parliament and adopt the same by way
of an affirmative resolution prior to their enforcement.
It is therefore useful to establish a Parliamentary Committee on
subordinate legislation, as in other Parliaments, to enhance its
legislative oversight. In his day, one of our great constitutional
experts, late Joseph A. Cooray advocated the establishment of such a
committee to improve the oversight of Parliament.
The Statute Book contains the legislative law in a logical order. In
many countries, there is a trend to move away from bound-editions to
loose-leaf-editions to make legislative law user-friendly. In some
countries the Statute Book is computerized and the amendments made to
legislative law are reflected in the computer screen immediately after
their enactment.
It is said that the state of the country can be judged by the state
of the Statute Book. In Sri Lanka, the Statute Book has not been revised
for the last fifty years due to some difficulties arising from the
1972/1978 constitutions and therefore it is not unreasonable to say that
our legislative law is in a pathetic state, although many of my former
colleagues at the Legal Draftsman's Department were responsible for
impeccable revised editions in many parts of the world.
Legislative process
The term "legislative process" has wider connotations than the term
"parliamentary process". It includes pre-parliamentary and parliamentary
processes. This process deals with major issues and problems confronting
a state. It is dominated by the Government, although various
professional bodies and individuals contribute to the process
indirectly. In his inaugural address to the Organization of Professional
Associations (OPA), late H.W. Jayewardene, Q.C. spoke of the importance
of the professions to the legislative process.
The legislative process can be divided into (a) Pre-Parliamentary
Process, and (b) Parliamentary Process
Pre-Parliamentary process
The Pre-Parliamentary process involves the preparation of legislation
on the basis of Government Policy, Cabinet Memorandum, election pledge
or a commission report. It can be divided into preparatory stage and
drafting stage. Lord Thring, Ilbert Hutton, Reed Dickerson, Grad,
Thornton and many other practitioners of this arcane art have emphasized
that the preparatory stage is more important than the drafting stage, as
important decisions are made at this stage.
In the preparatory stage, legislative drafters employed by the
government hold consultations with the relevant government departments
and engage in legal and practical research for the preparation of
legislation. Sir Granville Ram said, "A Bill is forged on the anvil of
the draftsman's table while politicians and civil servants swing their
heavy sledges". In this context, a legislative drafter gets involved in
policy issues and provides Ministers and civil servants their expert
knowledge with respect to institutions, structures and the law in an
interdisciplinary manner.
In the drafting stage, the design, composition and scrutiny are of
utmost importance. In drafting a new law, the design of the legislation
contains a long title, short title, interpretative section, substantive
and administrative provision, savings, transitional and repeals.
However, this design may differ from one Bill to another depending on
the contents of the Bill. In the case of an amending Act, the design
varies considerably. At all times a legislative drafter uses the
constitution and the Interpretation Act in the same way as an engineer
uses the slide rule or the sailor uses the compass to navigate a ship in
tempestuous waters. In this field, as Tacitus said no one becomes an
expert suddenly - Nemo repente turpisimus fuit.
Parliamentary Drafters provide a unique service to the State. These
persons are generally not seen and never heard in the legal world in a
flamboyant manner. Nonetheless, they have interpretative skills and
abilities to visualize the application of the law prospectively when
most lawyers look at the law in a retrospective manner.
In the past, they were recognized for their services and skills and
were elevated to the Supreme Court. The former Chief Justice, late H.N.G.
Fernando, who hailed from the Legal Draftsman's Department, contributed
immensely to our jurisprudence.
In recent times, there have been reforms in regard to preparation and
drafting of legislation. There is a trend to seek outside views prior to
preparation of legislation by way of "green" and "white" papers, as
public participation in the legislative process is of fundamental
importance. In addition, Governments provide "exposure" draft Bills for
public comments.
In the UK, there is a trend to change the style of drafting. Sir
William Dale has criticized the style of UK drafting in his book titled
"Legislative Drafting - New Approach" by stating that the legislative
language has - (a) long sentences, (b) too much detail, (c) indirect
approach to subject matter, and (d) poor arrangement. The UK Parliament
appointed the Renton Committee to report on the preparation and drafting
of legislation in a manner more easily accessible to its users.
It made 121 recommendations. Similarly, there is a shift towards the
use of plain language in legislation. In Sri Lanka, there is a great
need to introduce "bi-lingualism" in the preparation and drafting of
legislation, as Trudeau did for Canada in order to comply with the
spirit and letter of the 1972 and 1978 Constitutions.
(b) Parliamentary Process
The Parliamentary Process is regulated primarily by the constitution.
It underwent changes by the 1972 and 1978 constitutions. The 1972
constitution changed the language of legislation in to Sinhala with a
Tamil translation and the use of English was deleted in an unrealistic
manner.
It also abolished judicial review of legislation and established a
Constitutional Court to review legislation vis-a-vis the constitution
prior to the Parliamentary Process. The 1978 constitution modified these
changes in a realistic manner.
Parliamentary process is also regulated by Standing Orders. Any gaps
in the Standing Orders are generally filled by reference to the immortal
works of Erskine May, and Kaul and Shakader on Parliamentary Practice
and Procedure. On the other side of the Atlantic, Jeffersons Manual
regulates Congressional procedure.
Recently, I had the privilege of accompanying the Speaker of
Parliament, W.J.M. Lokubandara to the Parliaments in Austria and Hungary
where I found several committees are established to promote consensus
for the legislative programme. Although Sri Lanka has changed to
proportional representation, it did not change the parliamentary process
in line with countries that have adopted the PR system.
Parliamentary process is the legitimating stage of the legislative
process.
It begins when the Bill is published in the Gazette and by listing it
after a lapse of one week in the Order Paper of Parliament. Unless a
Bill is challenged within one week as vis-a-vis the constitution, the
parliamentary process is not delayed for three weeks.
The first reading takes place when the Minister in charge of the Bill
presents it to Parliament. In the case of urgent Bills, judicial review
by the Supreme Court takes place after the gazetting of the Bill and
there is no further delay. The second reading of the Bill is the most
important aspect of the parliamentary process.
The merits and demerits of a draft Bill are debated by the Government
and the Opposition at this stage. At this stage, as Erskine May said,
the whole principle is at issue and the Bill is affirmed or denied by a
vote of the House without discussing in detail its several clauses.
At the end of the second reading, the Bill is referred to a Standing
Committee or to a Committee of the whole House to scrutinize the Bill
clause by clause. At this stage, amendments could be moved to the Bill
in terms of the Standing Orders.
The scope of committee stage amendments is controversial in many
Parliaments. In the recent Rehabilitation of Public Enterprises
(Amendment) Bill (1996), the committee stage amendments to restrict the
application of the Act to particular enterprises with retrospective
effect was opposed for constitutional reasons. Since judicial review of
legislation in Sri Lanka is not possible after the enactment of a Bill,
it is necessary to ensure that committee stage amendments do not
conflict with the constitution.
A Bill which has been considered by the committee goes into the third
reading. At the report stage, further amendments may be moved. After the
third reading, the certificate of the Speaker is annexed to the Bill, so
that the Bill will become an Act of Parliament.
To be continued |